Scientific American Mind
The Father Factor: How Dad’s Age Increases Baby’s Risk of Mental Illness
When my wife, Elizabeth, was pregnant, she had a routine ultrasound exam, and I was astonished by the images. The baby's ears, his tiny lips, the lenses of his eyes and even the feathery, fluttering valves in his heart were as crisp and clear as the muscles and tendons in a Leonardo da Vinci drawing. Months before he was born, we were already squabbling about whom he looked like. Mostly, though, we were relieved; everything seemed to be fine.
Elizabeth was 40, and we knew about all the things that can go wrong in the children of older mothers. We worried about Down syndrome, which is more common in the offspring of older women. Elizabeth had the tests to rule out Down syndrome and a few other genetic abnormalities. That was no guarantee the baby would be okay, but the results were reassuring to us.
The day after Henry was born, while we were still bleary-eyed from a late-night cesarean delivery, we caught part of a report on the hospital television about an increased risk of autism in the children of older fathers. Until then, all we'd thought about was Elizabeth's age—not mine. We'd had no idea that my age could be an important factor in our baby's health.
When we got home, I looked up the study. Researchers had analyzed medical records in Israel, where all young men and most women must report to the draft board for mandatory medical, intelligence and psychiatric screening. They found that children born to fathers 40 or older had nearly a sixfold increase in the risk of autism as compared with kids whose fathers were younger than 30. Children of fathers older than 50—that includes me—had a ninefold risk of autism.
The researchers said that advanced paternal age, as they call it, has also been linked to an increased risk of birth defects, cleft lip and palate, water on the brain, dwarfism, miscarriage and "decreased intellectual capacity."
What was most frightening to me, as someone with mental illness in the family, is that older fatherhood was also associated with an increased risk of schizophrenia. The risk rises for fathers with each passing year. The child of a 40-year-old father has a 2 percent chance of having schizophrenia—double the risk of a child whose father is younger than 30. A 40-year-old man's risk of having a child with schizophrenia is the same as a 40-year-old woman's risk of having a child with Down syndrome.
We wouldn't know for two years or so whether Henry had autism. And because schizophrenia does not usually appear until the early 20s, we had decades to wait before we would know if Henry was affected.
Data collected by the National Center for Health Statistics, part of the Centers for Disease Control and Prevention, show that in the U.S. the number of births to men aged 40 to 49 nearly tripled between 1980 and 2004, rising from 120,702 to 328,465. Much of that jump is the result of an increase in the overall population. But there has been a shift over the past generation toward more older fathers beyond what can be accounted for by the growth in population. Birth rates for men in their 40s (a number that takes population growth into account) have risen by up to 40 percent since 1980—whereas birth rates for men younger than 30 have fallen by as much as 21 percent.
The idea that a father's age could affect the health of his children was first hinted at a century ago by an unusually perceptive and industrious doctor in private practice in Stuttgart, Germany. Wilhelm Weinberg was a loner who devoted much of his time to caring for the poor, including delivering 3,500 babies during a 40-year career. He also managed to publish 160 scientific papers without the benefit of colleagues, students or grants. His papers, written in German, did not attract much attention initially; most geneticists spoke English. It was not until years later that some of Weinberg's papers were recognized as landmarks.
One of these was a 1912 study noting that a form of dwarfism called achondroplasia was more common among the last-born children in families than among the first-born. Weinberg didn't know why that was so, but he speculated that it might be related to the age of the parents, who were obviously older when their last children were born. Weinberg's prescient observation was confirmed decades later when research showed that he was half right: the risk of dwarfism rose with the father's age but not the mother's.
Since then, about 20 inherited ailments have been linked to paternal age, including progeria, the disorder of rapid aging, and Marfan syndrome, a disorder marked by very long arms, legs, fingers and toes, as well as life-threatening heart defects. More recent studies have linked fathers' age to prostate and other cancers in their children. And in September 2008 researchers linked older fathers to an increased risk of bipolar disorder in their children.
Eggs vs. Sperm
Dolores Malaspina, a professor of psychiatry at the New York University Langone Medical Center, was in college when her sister, Eileen, who was two years younger, began behaving in ways the family couldn't explain. At first, Malaspina recalls, Eileen seemed like she was going through the usual problems of adolescence. Eileen's behavior became harder to overlook, however, and she was soon diagnosed with schizophrenia.
It was the early 1970s, when many psychiatrists believed schizophrenia was caused by a dominant, overpowering mother who rejected her child. Further, Eileen's doctors said, there was no treatment. The damage done by a schizophrenia-inducing mother was irreparable.
At the same time Eileen was deteriorating, Malaspina earned a master's in zoology and took a job at a drug company, where she drifted into research on substances that could alter brain chemistry. She was in the job for a while before she made the connection with her sister. "I was looking at molecules in the lab that might be related to psychosis," she says. "My sister had very bad psychosis." Researchers were then beginning to establish a biological basis for schizophrenia that would ultimately demolish the so-called schizophrenogenic-mother theory. Malaspina quit her job, went to medical school, became a psychiatrist and focused her research on schizophrenia.
While schizophrenia was being recast as a biological illness, most researchers still looked to mothers as the cause of the illness. A woman's eggs age as she does, and it seemed reasonable to conclude that they deteriorate over the years, giving rise to increased problems in her offspring. Sperm are freshly manufactured all the time.
That's not quite the way biology works, however. Because sperm are being continuously manufactured, genetic copying is going on constantly. Geneticists think it is that incessant copying and recopying that gives rise to the genetic errors that cause dwarfism, Marfan syndrome and the other inherited ailments. Malaspina decided to explore whether genetic errors in sperm might be at least partly responsible for schizophrenia. It was an unfashionable line of research. Nobody worried about fathers because everybody assumed mothers were the source of most problems in children. But Malaspina and others were beginning to think about it differently.
Schizophrenia and Autism
Later, while doing her residency at Columbia University, Malaspina learned about a unique research opportunity in Israel. During the 1960s and 1970s, all births in and around Jerusalem were recorded in conjunction with information on the infants' families, including the ages of the parents. And all those children received a battery of medical tests as young adults, a requirement of Israel's military draft. Because the records cover an entire population, the data are free from the biases that might creep in if researchers looked at, say, only people who graduated from college or only those who went to see a doctor.
Malaspina used the Israeli group to look first at the risk of schizophrenia in children of older fathers—and then at the risk of autism. Then she correlated birth and family information on some 90,000 children with information on which of them had developed schizophrenia as recorded on their military physicals. In 2001 Malaspina and her colleagues reported that paternal age was strongly linked to the risk of schizophrenia, as she had suspected.
It was the first large-scale study to link sporadic cases of schizophrenia to fathers' age, and few researchers believed it. "We were absolutely convinced it was real, but other people didn't think it was," Malaspina says. "Everybody thought men who waited to have children must be different." That is, maybe these older fathers had some of the makings of schizophrenia themselves—not enough for the disease to be recognized but enough that it took them a little longer to get settled, married and have children.
Other groups tried to repeat the study using different populations. In all these studies, researchers took a close look at whether there was something about the older fathers—unrelated to age—that increased the risk of schizophrenia in their children. When they did, the link with age became even clearer. "That result has been replicated at least seven times," says Robert K. Heinssen, chief of the schizophrenia research program at the National Institute of Mental Health (which has funded some of Malaspina's work). "We're talking about samples from Scandinavia, cohorts in the United States, Japan. This is not just a finding that pertains to Israeli citizens or people of Jewish background."
Malaspina knew that the draft-induction tests identified young men and women with autism, and she realized that, too, could be looked at to see whether it was linked to paternal age. "There are similarities between autism and schizophrenia—they both have very severe social deficits," says one of her collaborators, Abraham Reichenberg, a neuropsychologist at the Mount Sinai School of Medicine and the Institute of Psychiatry at King's College London. "There was some reason to think similar risk factors might be involved." In 2006 they and their colleagues published a report showing that the children of men who were 40 or older were nearly six times as likely as the kids of men who were younger than 30 to develop autism or a related disorder.
Autism and related disorders—referred to as autism spectrum disorders—occurred at a rate of six in 10,000 among the children of the younger fathers and 32 in 10,000 among the children of the older fathers. (That is closer to five times the risk, but statistical adjustments showed the risk was actually about six times higher in the offspring of the older dads.) In the children of fathers older than 50, the risk was 52 in 10,000.
That was the study I heard about the day after my son Henry was born.
Reichenberg interprets these results as very solid findings: "In epidemiology, you look for an odds ratio of two. Anything above that, you're happy. When you have an odds ratio more than five, you're excited." The study could not absolutely rule out some effect of older mothers, but "we're pretty confident that the paternal age risk holds no matter what the maternal age," he says.
As these studies were being done, Malaspina asked Jay Gingrich, a psychiatrist and neuroscientist at Columbia who works with mice, whether he could look for the same effect in the offspring of older mouse fathers.
Gingrich can't ask his mice whether they are suffering delusions or hearing voices. But he can give them tests that people with schizophrenia have difficulty passing. In one such test he looked at how mice reacted when startled by a loud sound. Mice are like people—when they hear a loud noise, they jump. And there is more similarity than that: when mice or people hear a soft sound before being startled, they don't jump as much. It is called prepulse inhibition; the soft pulse inhibits the reaction to the louder one. "It's abnormal in a number of neuropsychiatric disorders, including schizophrenia, autism, obsessive-compulsive disorders and some of the others," Gingrich says. And he found that the response was abnormal in mice with older fathers.
The results were so striking that Gingrich thought they were too good to be true. He and a postdoctoral researcher, Maria Milekic, collected data on 100 offspring of younger dads and another 100 offspring of older dads before they decided the results were correct.
Missing a Mechanism?
Not everyone agrees on what Malaspina's results mean. Daniel R. Weinberger, a psychiatrist and schizophrenia expert at the National Institute of Mental Health, for instance, accepts the findings—that the incidence of schizophrenia is higher in the children of older fathers. But he does not agree with Malaspina that this could be one of the most important causes of schizophrenia. The reason, he says, is researchers know too little about which genes conspire to cause schizophrenia: "It's a seminal observation, but like many seminal observations, it doesn't identify a mechanism." Weinberger wants to know exactly how this happens before he can say what it means.
Malaspina has thought a lot about the mechanism. What happens to the sperm of men as they age that could give rise to these increased risks in their offspring? The first thought was a classic kind of genetic mutation—a typo in the DNA, a stutter or some other scramble of the code.
There is, however, another possibility. The genetic code we are familiar with is expressed in the DNA itself. But there is a second genetic code, separate from what is embedded in the DNA. To distinguish it from the genetic code, it is referred to as "epigenetic" information. It is like a bar code imprinted on the outside of a gene. The information in that bar code can turn the gene on or off—sometimes inappropriately. If it turns the wrong genes on or off, it can affect health and disease just as surely as can changes in the DNA itself.
Malaspina has not yet proved it, but she suspects that as men grow older they develop defects in the machinery that stamps this code on the genes. These imprinting defects may give rise to the increased risk of schizophrenia, autism and perhaps some of the other ailments related to paternal age.
It is not possible to poke around in people's brains to see whether those who have schizophrenia show errors in this imprinting. But that can be done in Gingrich's mice. He is just now beginning to examine the imprinting in the brain tissue of his mice, and he is betting he will find errors there. That is precisely the kind of research that could address Weinberger's concerns about the mechanism responsible for increasing the incidence of schizophrenia in the children of older dads.
This research could represent an important advance in understanding schizophrenia and autism. "This is work that we will pursue and fund, because we're so eager to get the genetics worked out," says Thomas R. Insel, a psychiatrist and director of the National Institute of Mental Health. "It's a very interesting observation." With persistence—and some luck—the research could lead to better treatments or even, one day, a cure for schizophrenia and autism.
Some researchers worry that these new findings are just among the first of the problems that might ultimately be associated with older dads. "If there is one common disease that we know is associated with older biological fathers, we can safely assume there are more remaining to be discovered," says University of Chicago psychiatrist Elliot S. Gershon.
Gershon's prediction has already come true. In September 2008 researchers in Sweden, in collaboration with Reichenberg, reported that the children of older fathers had an increased risk of acquiring bipolar disorder. And the risk increased as the fathers' age rose, encouraging confidence in the results.
For now, prospective parents might want to rethink their plans about when to have children, says Herbert Meltzer, a psychiatrist and widely recognized schizophrenia expert at Vanderbilt University. He believes the risks for children of older fathers will eventually be seen to be as noteworthy as the risks facing older mothers. "It's going to be more and more of an issue to society," he notes. "Schizophrenia is a terrible disease, and anything that can be done to reduce it is terribly important."
Meltzer thinks women should take a man's age into consideration when choosing a partner to have children with. And men might want to think about having sperm stored when they are young. Because despite the advances in understanding autism and schizophrenia, treatment is limited and difficult, and a cure remains elusive.
As for Henry, that decision has been made. The question, for me, is whether I would make the same choice, knowing what I know now. Despite the increase in risks, the absolute risks "to any individual child of a man at any age are quite small," Malaspina says.
My answer: I don't know.